工作职责
SOX404 Responsibilities
SOX404 methodology
1. Support aligning SOX404 methodology with management and external auditors at the beginning of year
SOX404 documentation
1. Support annual SOX404 scoping
2. Timely capture process and control changes and review SOX documentation updates and improvements, including risk and control matrix, flow-chart and narrative
3. Review and verify SOX documentation with related functions before SOX404 testing
4. Conduct SOX walkthrough
5. Identify, document and communicate design deficiencies
6. Organize design deficiency remediation including proposal, execution and follow-up
SOX404 testing
1. Perform SOX404 control testing according to testing schedule
2. Organize and mobilize SOX404 testing resource
3. Identify, document and communicate testing deficiencies
4. Organize testing deficiency remediation, including proposal, execution and follow-up
5. Service organization testing
SOX404 coordination
1. Coordinate and communicate with external auditors and internal stakeholders on SOX project status and issue resolution.
2. Coordinate with Internal Audit team to ensure IT-related controls are properly tested and followed up with.
3. Provide training on internal controls to various audience groups
SOX404 reporting
1. Prepare SOX404 reporting for Management and SOX Steering Committee
2. Prepare and share SOX404 reporting with external auditors
Internal Control Projects
1. Lead Internal Control Projects and identify opportunities for improvement on control effectiveness or process efficiencies
2. Take initiatives to communicate with related departments and drive business process improvements
Monitor and assess new business initiatives
1. Advise internal control design
2. Test internal control design and execution
任职资格
EDUCATION:
Bachelor’s degree or above, major in Accounting or Finance related fields
EXPERIENCE (and other qualifications):
CPA/CIA certificate is preferred
8+ years of relevant audit, risk and control management experience, specifically in areas of accounting, finance, or SOX internal controls in a large, fast-paced company with a demonstrated history of success
Big 4 Audit Manager or Sr. Audit Manager experience
Strong interpersonal, communication, presentation skills and problem solving skills
Critical thinking, reliable and efficient
Self-motivated Quick learner Excellent team player
Good command of written English Absolute integrity
