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资深合规经理

Beijing全职职位Competitive
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13 hours ago
37943
New

资深合规经理

Beijing Permanent Competitive

资深合规经理

Job Description

公募基金, 北京

*产品合规管理
-牵头公募基金、专项资管计划等产品的合规审查,包括产品设计、发行、运作及信息披露的全流程合规把控。
-跟踪解读金融监管政策,制定内部合规标准并推动落地。
-参与创新产品的合规论证与风险评估。
*投资合规监控
-监督投资交易行为,确保符合法律法规及合规要求。
-建立并完善投资合规监测系统,定期出具合规报告,识别潜在风险。
*合规培训与文化
-针对业务团队开展合规培训,提升全员合规意识;参与制定合规手册及应急预案。
*监管沟通与检查

Job Requirements

教育背景:
法学、金融学等相关专业硕士及以上学历,持有法律职业资格证/基金从业资格证。
工作经验:
8年以上合规或法律相关经验,其中至少5年专注于公募基金合规,有头部律所金融合规团队或大型公募基金合规部工作经验者优先。
语言能力:
英语流利,能独立撰写英文合规文件

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