Head of Compliance

02 Jun 2022

One foreign bank is looking for one Head of Compliance role, responsible for compliance and AML function.


  • Formulate and implement annual Compliance Risks Management Plan.
  • Identify, analyze, and assess the regulations, instruct Compliance team to register and convey regulatory requirements.
  • Promote and track the implementation of regulatory requirements within the prescribed time limit.
  • Participate in the development and review of business related and compliance owned policies and procedures
  • Support the compliance advisory and oversight function to the business heads, business managers, and infrastructure partners.
  • Lead AML, case prevention, consumer protection, major emergencies work on branch level.


  • At least 10-15 years of experience in banking with bachelor's degree or above.
  • Good understanding of CBIRC, PBOE and SAFE regulations and policies.
  • Able to work independently and can exercise judgement on escalation and seeking spervision.
  • Good team leadership skills. Strong verbal and written communication, good interpersonal, influencing, and negotiating skills.

Grace Su's picture
Senior Manager | Financial Services Recruitment
+86 21 8033 3112 | gsu@morganmckinley.com