Compliance Officer

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Job Summary

  • Shanghai
  • Permanent
  • Ref ID: BBBH840598
  • 16 Feb 2023
  • Competitive

Job Description

A junior compliance role from a global leading Quant investment house

You Will Take On The Following Responsibilities

  • Review investor onboarding documents for AML/KYC purposes
  • Manage Code of Ethics, including through periodic review to ensure the policies and procedures are properly implemented and followed
  • Develop and review internal compliance inspection and reports
  • Manage regulatory reporting, including by filing regular and ad-hoc information disclosure reports to AMAC
  • Assist with drafting and updating internal policies and procedures
  • Facilitate document retention and management

You Should Possess The Following Qualifications

  • Strong academic record with a Bachelor's degree required
  • 3 years of working experience as a compliance officer in the financial industry
  • Oral and written fluency in English
  • Strong written communication skills
  • Eager to learn and develop with the fast-changing industry

Dianne Zhai's picture
Dianne Zhai