Compliance Officer
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- Shanghai
- Permanent
- Ref ID: BBBH840598
- 16 Feb 2023
- Competitive
Job Description
A junior compliance role from a global leading Quant investment house
You Will Take On The Following Responsibilities
- Review investor onboarding documents for AML/KYC purposes
- Manage Code of Ethics, including through periodic review to ensure the policies and procedures are properly implemented and followed
- Develop and review internal compliance inspection and reports
- Manage regulatory reporting, including by filing regular and ad-hoc information disclosure reports to AMAC
- Assist with drafting and updating internal policies and procedures
- Facilitate document retention and management
You Should Possess The Following Qualifications
- Strong academic record with a Bachelor's degree required
- 3 years of working experience as a compliance officer in the financial industry
- Oral and written fluency in English
- Strong written communication skills
- Eager to learn and develop with the fast-changing industry
Dianne Zhai
- Senior Consultant | Financial Services Recruitment
- +86 21 6183 8141
- dzhai@morganmckinley.com